300+ [UPDATED] TeraData DBA Interview Questions

  1. 1. What Is Meant By Teradata Gateway?

    Just like channel driver, Teradata Gateway acts as a medium of communication between the Parse Engine and applications that are attached to network clients. Only one Gateway is assigned per node.

  2. 2. Does Sdlc Changes When You Use Teradata Instead Of Oracle?

    If the teradata is going to be only a data base means It won’t change the System development life cycle (SDLC).

    If you are going to use the teradata utilities then it will change the Architecture or SDLC.

    If your schema is going to be in 3NF then there won’t be huge in change.

  3. Oracle 10g Interview Questions

  4. 3. How Many Codd’s Rules Are Satisfied By Teradata Database?

    There are 12 codd’s rules applied to the teradata database.

  5. 4. Steps To Create A Data Model?

    • Get business requirements.
    • Create High Level Conceptual Data Model.
    • Create Logical Data Model.
    • Select target DBMS where data-modeling tool creates the physical schema.
    • Create standard abbreviation document according to business standard.
  6. Oracle 10g Tutorial

  7. 5. What Is Oltp?

    OLTP stands for Online Transaction Processing. OLTP uses normalized tables to quickly record large amounts of transactions while making sure that these updates of data occur in as few places as possible. Consequently OLTP database are designed for recording the daily operations and transactions of a business. E.g. a timecard system that supports a large production environment must record successfully a large number of updates during critical periods like lunch hour, breaks, startup and close of work.

  8. Informatica

  9. 6. Differentiate Database Data And Data Warehouse Data?

    Data in a Database is Detailed or Transactional, Both Readable and Write able and current.

    Data in data warehouse is detailed and summarized, storage place for historical data.

  10. 7. What Is A Three-tier Data Warehouse?

    The three-tier differs from the two-tier architecture by strictly enforcing a logical separation of the graphical user interface, business logic, and data. The three-tier is widely used for data warehousing today. Organizations that require greater performance and scalability, the three-tier architecture may be more appropriate. In this architecture, data extracted from legacy systems is cleansed, transformed, and stored in high –speed database servers, which are used as the target database for front-end data access.

  11. Informatica Tutorial
    Teradata

  12. 8. What Is Data Mining?

    Analyzing of large volumes of relatively simple data to extract important trends and new, higher level information. For example, a data-mining program might analyze millions of product orders to determine trends among top-spending customers, such as their likelihood to purchase again, or their likelihood to switch to a different vendor. 

  13. 9. What Is Real Time And Near Real Time Data Warehousing?

    The difference between real time and near real time can be summed up in one word: latency. Latency is the time lag that is between an activity completion and the completed activity data being available in the data warehouse. In real time, the latency is negligible whereas in near real time the latency is a tangible time frame such as two hours.

  14. Oracle

  15. 10. What Is Ods?

    An operational data store (ODS) is primarily a “dump” of relevant information from a very small number of systems (often just one) usually with little or no transformation. The benefits are an ad hoc query database, which does not affect the operation of systems required to run the business. ODS’s usually deal with data “raw” and “current” and can answer a limited set of queries as a result.

  16. Teradata Tutorial

  17. 11. What Is Real Time Data Warehousing?

    • Real-time data warehousing is a combination of two things:
    • real-time activity and
    • data warehousing.
    • Real-time activity is activity that is happening right now. The activity could be anything such as the sale of widgets. Once the activity is complete, there is data about it. Data warehousing captures business activity data. Real-time data warehousing captures business activity data as it occurs. As soon as the business activity is complete and there is data about it, the completed activity data flows into the data warehouse and becomes available instantly. In other words, real-time data warehousing is a framework for deriving information from data as the data becomes available.
  18. Oracle DBA

  19. 12. What Is Data Mart?

    A data mart is a special purpose subset of enterprise data used by a particular department, function or application. Data marts may have both summary and details data, however, usually the data has been pre aggregated or transformed in some way to better handle the particular type of requests of a specific user community. Data marts are categorized as independent, logical and dependant data marts.

  20. Oracle 10g Interview Questions

  21. 13. How Do You Determine The Number Of Sessions?

    • Teradata performance and workload.
    • Client platform type, performance and workload.
    • Channel performance for channel attached systems.
    • Network topology and performance for network attached systems.
    • Volume of data to be processed by the application.
  22. Oracle DBA Tutorial

  23. 14. Syntax For Case When Statement?

    CASE value_expression_1 WHEN value_expression_n THEN scalar_expression_n

    END;

  24. 15. How To Find Duplicates In A Table?

    Group by those fields and select id, count(*) from table group by id having count (*) > 1.

  25. Oracle 11g

  26. 16. While Creating Table My Dba Has Fallback Or No Fallback In His Ddl. What Is That?

    FALLBACK requests that a second copy of each row inserted into a table be stored on another AMP in the same cluster. This is done when AMP goes down or disk fails.

  27. Oracle 11g Tutorial

  28. 17. There Is A Column With Date In It. If I Want To Get Just Month How It Can Be Done? Can I Use Sub String?

    Sub string is used with char fields. So it cannot be used. To extract month from a date column, ex select extract (month from ). Same thing for year or day. Or hour or minutes if it’s a time stamp (select extract (minute from column name).

  29. Hadoop

  30. 18. Did You Write Stored Procedures In Teradata?

    No, because they become a single amp operation and my company didn’t encourage that.

  31. Informatica

  32. 19. What Is The Opening Step In Basic Teradata Query Script?

    Logon tdipid/username, password.

  33. Hadoop Tutorial

  34. 20. How Do You Create A Table With An Existing Structure Of Another Table With Data And With No Data?

    Create table Customerdummy as Customer with data / with no data

  35. Database Administration

  36. 21. What Is Basic Teradata Query Language?

    • It allows us to write SQL statements along with BTEQ commands. We can use BTEQ for importing, exporting and reporting purposes.
    • The commands start with a (.) dot and can be terminated by using (;), it is not mandatory to use (;).
    • BTEQ will assume any thing written with out a dot as a SQL statement and requires a (;) to terminate it.

300+ [UPDATED] Test-driven development (TDD) Interview Questions

  1. 1. What Is The Primary Goal/benefit Of Unit Testing?

    Having solid unit tests allows the developers to refactor without fear. That is, they can much more easily maintain and extend the application. Since the majority of an application’s cost is in maintenance and extension, helping to reduce those costs can significantly impact the total cost of ownership (TCO) of an application.

  2. 2. What Does Tdd Give Us That We Can’t Get By Building Tests “after The Fact”?

    I can think of five main advantages to doing test-driven development over “test-later”. Please let me know if you come up with others:

    To make sure the tests get done –
    It is very easy to forget important business rules when building tests after the code has been written. TDD helps to guarantee that all of the important features have valid tests written for them.

    To help define the problem before solving it –
    Stopping before building and defining the problem in terms of a test is very helpful for gaining insight into the problem. Often, I have eliminated what would have likely been some significant rework by building my tests first.

    To force “design for testability” –
    One of the worst things about writing tests is having to go back and change working code because it isn’t testable. By doing the tests up-front, we guarantee that our code is testable before we even write it. In addition, since testable code is generally decoupled code, TDD helps to enforce a good standard that also helps reduce TCO.

    To help validate your tests –
    When you follow the results of tests through from throwing a NotImplementedException to returning invalid results, to returning correct results, you have the most confidence that your test is doing what it is supposed to do.

    To help prevent scope creep –
    It is often easy to creep the scope of a development effort by including features that are not currently required, because they seem easy when doing the development. If, however, you require yourself to build tests for each feature first, you are more likely to reconsider adding features that are not currently necessary.

  3. Adv Java Interview Questions

  4. 3. What Are Some Of The Common Pitfalls Of Tdd/unit Testing?

    Some of the pitfalls I have discovered over the years are listed below along with some suggestions for avoiding or overcoming them:

    Brittle tests –
    It is easy to create tests that break when later functionality is added. Newer versions of mocking frameworks have helped with this problem by introducing mock types that demand that stated expectations are met on mocked dependencies, but don’t fail when additional interactions with those dependencies occur. As an example, in Rhino Mocks, you should use a DynamicMock object when it makes sense, rather than a StrictMock because the tests created with a DynamicMock are less brittle.

    Missed features –
    I highly recommend creating a specific test for each feature, even if the test is an exact duplicate of another test. The reason for this is that, in the future, those features may evolve independently, and it is likely that the one test shared by both will be modified to fit the first feature that changes, leaving the second untested.

    DateTimes don’t validate well –
    When comparing DateTime types, it is often difficult to get accurate results due to the rapid change in the current time and the varying degrees of precision of different time types. I have found it best to use a tolerance wherever possible in my DateTime testing. For example, I have created a custom Constraint for Rhino Mocks called a DateTimeConstraint that allows me to specify the tolerance that I will allow in my tests. That tolerance could be to the millisecond, the second, the minute, or whatever makes sense for that test.

    Type specific values don’t compare well –
    An Int32 with a value of 12345 is not the same as an Int64 with the same value. Be careful when comparing data types, even if the value in those types should be the same. It is often best to cast or convert the value with the lesser precision, to the other type.

    Testing using shared resources is difficult –
    While there is much discussion about what you call a test that touches the database, or another external resource such as a message queue, there is no doubt that interactions with those types of resources must still be tested. If the database or queue you are using is shared, it is possible that data can be manipulated during your tests, making these tests imprecise at best. Whenever possible, you should isolate these tests by using local resources if possible, or by creating the resources specifically for the test. That is, if in your test you create a message queue using a GUID defined in your test as the name of the queue, then use that for your tests and destroy the queue at the end of the test, you can be reasonably confident that no other user will be manipulating the data in that queue during the test.

  5. 4. Should Unit-tests Touch The Database Or Anything Out-of-process?

    In my opinion, yes. I realize that there are many who disagree with me on this point, but the fact remains that you cannot test an object which has a primary function of loading data from (or saving data to) a database without checking if it in fact, loads (or saves) said data correctly. The most important boundary not to cross in our unit tests is the one between application layers. Don’t test the database logic with the business logic; each of these layers should be tested in isolation. For a more detailed explanation, see Unit Testing the Data Tier that I wrote more than 4 years ago. While some of the technologies described have changed since that article, the fundamental idea has not.

  6. Adv Java Tutorial

  7. 5. Should There Be Specific Tests For Logging In My Application?

    That depends on your business requirements. If there are specific, measurable business requirements for logging in your application, then yes, it should be tested. If not, as in the case of most applications, logging should probably be used simply for what it is, a diagnostic tool. I use logging to help me build my tests by redirecting my logging to the Test Context using a TestContext Logging Provider that I wrote, and which can be seen in the sample code for my .NET TDD Kickstart session. This allows me to use my logging to help develop the system, gives me insight into how the logging will look when I actually use the system, and doesn’t require me to make-up any fake “requirements” for logging. By the way, if anyone knows of any specific, testable requirements for logging other than, “…the system must log something…”,

  8. Core Java

  9. 6. Do All Unit Test Libraries Have To Be In Every Solution?

    I don’t believe so. I only bring the unit-test library for a project into a solution if I am modifying that project. Many times I am reusing existing libraries, such as a logging library, without modifying it. In that case, there is no need to include the unit-tests for the logging library in the solution. Since we should never be modifying any code without first creating a test for it, there should be no risk of ever accidentally modifying code for which we have not included the test library in the solution.

  10. 7. What Is Test Driven Development (tdd)?

    Test-Driven Development starts with designing and developing tests for every small functionality of an application. In TDD approach, first the test is developed which specifies and validates what the code will do.

    In normal Testing process, we first generate the code and then test [To know more about software testing refer Software Testing help]. Tests might fail since tests are developed even before the development. In order to pass the test, the development team has to develop and refactors the code. Refactoring a code means changing some code without affecting its behavior.

    Test Driven Development (TDD):
    Learn with Example

    The simple concept of TDD is to write and correct the failed tests before writing new code (before development). This helps to avoid duplication of code as we write a small amount of code at a time in order to pass tests. (Tests are nothing but requirement conditions that we need to test to fulfill them).

    TDD cycle defines:

    • Write a test
    • Make it run.
    • Change code to make it right i.e. Refactor.
    • Repeat process.
  11. Core Java Tutorial
    JDBC

  12. 8. How To Perform Tdd Test?

    Following steps define how to perform TDD test,

    • Add a test.
    • Run all tests and see if any new test fails.
    • Write some code.
    • Run tests and Refactor code.
    • Repeat.
  13. 9. What Are The Difference Between Tdd Vs. Traditional Testing?

    TDD approach is primarily a specification technique. It ensures that your source code is thoroughly tested at confirmatory level.

    • With traditional testing, a successful test finds one or more defects. It is same with TDD. When a test fails, you have made progress because you know that you need to resolve the problem.
    • TDD ensures that your system actually meets requirements defined for it. It helps to build your confidence about your system.
    • In TDD more focus is on production code that verifies whether testing will work properly. In traditional testing, more focus is on test case design. Whether the test will show proper/improper execution of the application in order to fulfill requirements.
    • In TDD, you achieve 100% coverage test. Every single line of code is tested unlike traditional testing.
    • The combination of both traditional testing and TDD leads to the importance of testing the system rather than perfection of the system.
    • In Agile Modeling (AM), you should “test with purpose”. You should know why you are testing something and what level its need to be tested.
  14. Agile Testing

  15. 10. What Are The Benefits Of Tdd?

    Early bug notification:

    Developers tests their code but in the database world, this often consists of manual tests or one-off scripts. Using TDD you build up, over time, a suite of automated tests that you and any other developer can rerun at will.

    Better Designed, cleaner and more extensible code:

    • It helps to understand how the code will be used and how it interacts with other modules.
    • It results in better design decision and more maintainable code.
    • TDD allows writing smaller code having single responsibility rather than monolithic procedures with multiple responsibilities. This makes the code simpler to understand.
    • TDD also forces to write only production code to pass tests based on user requirements.

    Confidence to Refactor:

    • If you refactor code, there can be possibilities of breaks in the code. So having a set of automated tests you can fix those breaks before release. Proper warning will be given if breaks found when automated tests are used.
    • Using TDD, should results in faster, more extensible code with fewer bugs that can be updated with minimal risks.

    Good for teamwork:

    In the absence of any team member, other team member can easily pick up and work on the code. It also aids knowledge sharing, thereby making the team more effective overall.

    Good for Developers:

    Though developers have to spend more time in writing TDD test cases, it takes a lot less time for debugging and developing new features. You will write cleaner, less complicated code.

  16. JDBC Tutorial

  17. 11. What Are The Some Clarifications About Tdd?

    • TDD is neither about Testing nor about Design.
    • TDD does not mean write some of the tests, then build a system that passes the tests.
    • TDD does not mean do lots of Testing.

    Test-Driven development is a process of developing and running automated test before actual development of the application. Hence, TDD sometimes also called as Test First Development.

  18. Scrum

300+ [UPDATED] Tibco Rendezvous Interview Questions

  1. 1. What Is Tibco Certified Messaging?

    Tibco certified messaging is an approach to guarantee delivery of every message from sender to its intended recipient. TIBCO certified messaging works on the principle of registration and acknowledgement.

  2. 2. What Is Functionality Of Tibco Rvd (rendezvous Daemon)?

    TIBCO RVD is a background process that runs automatically to support all RV messaging.

  3. RDBMS Interview Questions

  4. 3. What Is The Difference Between Tibco Rv And Tibco Ems?

    Below are some major differences between TIBCO RV and TIBCO EMS:

    1. TIBCO RV is based on TRDP/PGM Protocol while TIBCO EMS is based on JMS protocol.
    2. TIBCO RV is based on dynamic subject based messaging while TIBCO EMS is based on static queues and topic based messaging.
    3. In TIBCO RV, RVD runs on every machine and hence it doesn’t have single point of failure. In case of EMS, EMS server is single point of failure.
    4. TIBCO RV works on Bus model while TIBCO EMS works on Hub and Spoke model.
  5. 4. What Are Tibco Ledger Files And Why They Are Important?

    TIBCO Ledger files are used to store messages in case of RV certified messaging. Ledger files are important as they ensure delivery of each and every message to intended recipient in certified RV communication model in TIBCO.

  6. Java Tutorial

  7. 5. What Is Difference Between In Memory Ledger And File Ledger In Tibco?

    Programs that require certification only for the duration of the program process can choose a process-based ledger.  Once the process terminates the ledger file is no longer available.

    Programs that require certification that transcends process termination and program restart can choose a file-based ledger.

    Therefore, a file-based ledger preserves certified delivery information beyond transport invalidation, or process termination and restart.  A memory/process-based ledger does not possess these characteristics.

  8. TIBCO

  9. 6. What Are The Three Types Of Rv Messaging Interactions?

    1. Publish/Subscribe interaction.
    2. Request/Reply Interactions.
    3. Multicast Request/Reply interactions.
  10. 7. What Is Purpose Of Subjects In Tibco Rv Communication?

    In TIBCO Rendezvous, publish subscriber mechanism of messages works on the basis of subjects. Messages are published on specific subjects who are then subscribed by other processes on the same subject.

  11. Design Patterns Tutorial
    Java

  12. 8. When We Should Use Reliable Rv Messaging And Certified Messaging?

    Certified RV messaging should be used for critical messaging where delivery of each and every message is very important. Certified message delivery protocols offer stronger assurances of delivery, along with tighter control, greater flexibility and fine-grained reporting.

    Reliable RV messaging is preferred when message sending is urgent but not critical.

  13. 9. What Is Meant By Service And Daemon In Rendezvous?

    • TIBCO RV Service is the UDP Port number on which Rendezvous messages are sent.
    • Daemon is the port number on which communication takes place between RVD and application.
  14. Design Patterns

  15. 10. What Is Rv Storm?

    TIBCO RV Storm is a situation in which TIBCO Rendezvous publisher bombards network with publishing so many messages and exhaust all network bandwidth of WAN links resulting in complete breakdown of network lines and communication.

  16. Software Development Lifecycle (SDLC) Tutorial

300+ TOP Initial public offering Interview Questions [LATEST]

  1. 1. What Is A Preferential Issue For An Ipo?

    A preferential issue is an issue of shares or of convertible securities by listed companies to a select group of persons under Section 81 of the Companies Act, 1956 which is neither a rights issue nor a public issue. This is a faster way for a company to raise equity capital. The issuer company has to comply with the Companies Act and the requirements contained in Chapter pertaining to preferential allotment in SEBI (DIP) guidelines which inter-alia include pricing, disclosures in notice etc.

  2. 2. What Bankers Of An Ipo Does In Case Of An Ipo Issue?

    Bankers to the issue, as the name suggests, carries out all the activities of ensuring that the funds are collected and transferred to the Escrow accounts. The Lead Merchant Banker shall ensure that Bankers to the Issue are appointed in all the mandatory collection centers as specified in DIP Guidelines. The LM also ensures follow-up with bankers to the issue to get quick estimates of collection and advising the issuer about closure of the issue, based on the correct figures.

  3. Sales Interview Questions

  4. 3. What Bankers Of An Ipo Does In Case Of An Ipo Issue?

    Bankers to the issue, as the name suggests, carries out all the activities of ensuring that the funds are collected and transferred to the Escrow accounts. The Lead Merchant Banker shall ensure that Bankers to the Issue are appointed in all the mandatory collection centers as specified in DIP Guidelines. The LM also ensures follow-up with bankers to the issue to get quick estimates of collection and advising the issuer about closure of the issue, based on the correct figures.

  5. 4. What Is A Follow On Public Offering (fpo)?

    A follow on public offering (FPO) is when an already listed company makes either a fresh issue of securities to the public or an offer for sale to the public, through an offer document. An offer for sale in such scenario is allowed only if it is made to satisfy listing or continuous listing obligations.

  6. Facebook Marketing Tutorial

  7. 5. What Does One Mean By Lock-in For An Ipo?

    Lock-in indicates a freeze on the shares. SEBI (DIP) Guidelines have stipulated lock-in requirements on shares of promoters mainly to ensure that the promoters or main persons who are controlling the company, shall continue to hold some minimum percentage in the company after the public issue.

  8. International Trade

  9. 6. Who Decides The Price Band Of An Ipo?

    It may be understood that the regulatory mechanism does not play a role in setting the price for issues. It is up to the company to decide on the price or the price band, in consultation with Merchant Bankers. The basis of issue price is disclosed in the offer document. The issuer is required to disclose in detail about the qualitative and quantitative factors justifying the issue price.

  10. 7. How Does One Come To Know About The Issues On Offer? And From Where Can I Get Copies Of The Draft Offer Document?

    SEBI issues press releases every week regarding the draft offer documents received and observations issued during the period. The draft offer documents are put up on the website under Reports/Documents section. The final offer documents that are filed with SEBI/ROC are also put up for information under the same section. 

    Copies of the draft offer documents in hard copy form may be obtained from the office of SEBI, Mittal Court, ‘A’ wing, Ground Floor, 224, Nariman Point, Mumbai – 400021 on a payment of Rs.100 or from SES, LMs etc. The soft copies can be downloaded from the SEBI website under Reports/Documents section. Some LMs also make it available on their web sites for download. The final offer documents that are filed with SEBI/ROC can also be downloaded from the same section of the website.

  11. Social Media Marketing Tutorial
    Sales and marketing

  12. 8. Can A Retail Investor Also Bid In A Book-built Issue Of An Ipo?

    Yes. He can bid in a book-built issue for a value not more than Rs.1,00,000. Any bid made in excess of this will be considered in the HNI category.

  13. 9. What Is Soft Underwriting?

    Soft underwriting is when an underwriter agrees to buy the shares at later stages as soon as the pricing process is complete. He then, immediately places those shares with institutional players. The risk faced by the underwriter as such is reduced to a small window of time. Also, the soft underwriter has the option to invoke a force Majeure (acts of God) clause in case there are certain factors beyond the control that can affect the underwriter’s ability to place the shares with the buyers.

  14. Stock Market

  15. 10. What Are The Mains Complaints Regarding Ipos And How They Can Be Resolved?

    Most of the issue complaints pertain to non-receipt of refund or allotment, or delay in receipt of refund or allotment and payment of interest thereon. These complaints shall be made to the post issue Lead Manager, who in turn will take up the matter with registrar to redress the complaints. In case the investor does not receive any reply within a reasonable time, investor may complain to SEBI, Office of investors Assistance.

  16. 11. What Is Reservation On Competitive Basis For An Ipo?

    Reservation on Competitive Basis is when allotment of shares is made in proportion to the shares applied for by the concerned reserved categories. Reservation on competitive basis can be made in a public issue to the Employees of the company, Shareholders of the promoting companies in the case of a new company and shareholders of group companies in the case of an existing company, Indian Mutual Funds, Foreign Institutional Investors (including non resident Indians and overseas corporate bodies), Indian and Multilateral development Institutions and Scheduled Banks.

  17. Trade Marketing

  18. 12. What Are The Uses Of Groynes?

    The Central Listing Authority’s , CLA, functions have been detailed under Regulation 8 of SEBI (Central Listing Authority) Regulations, 2003 (CLA Regulations) issued on August 21, 2003 and amended up to October 14, 2003. In brief, it covers processing applications for letter precedent to listing fromapplicants; to make recommendations to the Board on issues pertaining to the protection of the interest of the investors in securities and development and regulation of the securities market, including the listing agreements, listing conditions and disclosures to be made in offer documents; and; to undertake any other functions as may be delegated to it by the Board from time to time. SEBI as the regulator of the securities market examines all the policy matters pertaining to issues and will continue to do so even during the existence of the CLA. Since the CLA is not yet operational, the reply to this question would be updated thereafter.

  19. Sales Interview Questions

  20. 13. What Are Risk Factors In An Ipo Document?

    Here, the IPO issuer’s management gives its view on the Internal and external risks faced by the company. Here, the company also makes a note on the forward-looking statements. This information is disclosed in the initial pages of the document and it is also clearly disclosed in the abridged prospectus. It is generally advised that the investors should go through all the risk factors of the company before making an investment decision. 

  21. 14. Which Members Will Be Allowed To Participate In Book Building Of Issue?

    Book Running Lead Manager appointed by the issuer will intimate to the exchange the list of members who are eligible to participate in the issue. These members will be allowed to enter the bids in the IPO.

  22. 15. Does Sebi Tag Make My Money Safe For Investing In An Ipo?

    For a public issue, you can know the status by calling the registrar (you will know about the registrar on the Highlights Page of the issue) after 30 to 40 days from the closing date of the issue. However, in a book building issue, you can know the status by calling the registrar after 20 days from the closing date.

  23. Stockholders Equity

  24. 16. How Is The Retail Investor Defined As For An Ipo?

    ‘Retail individual investor’ means an investor who applies or bids for securities of or for a value of not more than Rs.2,00,000.

  25. 17. How Do I Know If I Am Allotted The Shares? And By What Time Frame Will I Get A Refund If I Am Not Allotted?

    The investor is entitled to receive a Confirmatory Allotment Note (CAN) in case he has been allotted shares within 15 days from the date of closure of a book Built issue. The registrar has to ensure that the demat credit or refund as applicable is completed within 15 days of the closure of the book built issue.

  26. Investment Banking

  27. 18. What Is The Role Of A Lead Manager, Pre And Post Issue Of The Ipo?

    In the pre-issue process, the Lead Manager (LM) takes up the due diligence of company’s operations/ management/ business plans/ legal etc. Other activities of the LM include drafting and design of Offer documents, Prospectus, statutory advertisements and memorandum containing salient features of the Prospectus. The BRLMs shall ensure compliance with stipulated requirements and completion of prescribed formalities with the Stock Exchanges, RoC and SEBI including finalisation of Prospectus and RoC filing. Appointment of other intermediaries viz., Registrar(s), Printers, Advertising Agency and Bankers to the Offer is also included in the pre-issue processes.

    The LM also draws up the various marketing strategies for the issue. The post issue activities including management of escrow accounts, coordinate non-institutional allocation, intimation of allocation and dispatch of refunds to bidders etc are performed by the LM. The post Offer activities for the Offer will involve essential follow-up steps, which include the finalization of trading and dealing of instruments and dispatch of certificates and demat of delivery of shares, with the various agencies connected with the work such as the Registrar(s) to the Offer and Bankers to the Offer and the bank handling refund business. The merchant banker shall be responsible for ensuring that these agencies fulfill their functions and enable it to discharge this responsibility through suitable agreements with the Company.

  28. International Trade

  29. 19. What Are The Relevant Regulations And Where Do I Find Them Related To Ipos?

    The SEBI Manual is SEBI authorized publication that is a comprehensive databank of all relevant Acts, Rules, Regulations and Guidelines that are related to the functioning of the Board. The details pertaining to the Acts, Rules, Regulations, Guidelines and Circulars are placed on the SEBI website under the “Legal Framework” section. The periodic updates are uploaded onto the SEBI website regularly. 

  30. 20. What Is Differential Pricing In An Ipo?

    Pricing of an IPO issue where one category is offered shares at a price different from the other category is called differential pricing. In DIP Guidelines differential pricing is allowed only if the securities to applicants in the firm allotment category is at a price higher than the price at which the net offer to the public is made. The net offer to the public means the offer made to the Indian public and does not include firm allotments or reservations or promoters’ contributions.

  31. Inside Sales

  32. 21. What Is Safety Net For An Ipo?

    Any safety net scheme or buy-back arrangements of the shares proposed in any public issue shall be finalized by an issuer company with the lead merchant banker in advance and disclosed in the prospectus. Such buy back or safety net arrangements shall be made available only to all original resident individual allottees limited up to a maximum of 1000 shares per allottee and the offer is kept open for a period of 6 months from the last date of dispatch of securities. The details regarding Safety Net are covered under Clause 8.18 of DIP Guidelines.

  33. 22. What Is A Price Band For An Ipo?

    The red herring prospectus may contain either the floor price for the securities or a price band within which the investors can bid. The spread between the floor and the cap of the price band shall not be more than 20%. In other words, it means that the cap should not be more than 120% of the floor price. The price band can have a revision and such a revision in the price band shall be widely disseminated by informing the stock exchanges, by issuing press release and also indicating the change on the relevant website and the terminals of the syndicate members. In case the price band is revised, the bidding period shall be extended for a further period of three days, subject to the total bidding period not exceeding thirteen days.

  34. 23. What Is Firm Allotment In An Ipo?

    A company making an IPO issue to public can reserve some shares on “allotment on firm basis” for some categories as specified in DIP guidelines. Allotment on firm basis indicates that allotment to the investor is on firm basis. DIP guidelines provide for maximum % of shares, which can be reserved on firm basis. The shares to be allotted on “firm allotment category” can be issued at a price different from the price at which the net offer to the public is made provided that the price at which the security is being offered to the applicants in firm allotment category is higher than the price at which securities are offered to public.

  35. Sales Promoter

  36. 24. Having Applied For An Ipo How Can I Know My Allotment Status?

    For a public issue, you can know the status by calling the registrar (you will know about the registrar on the Highlights Page of the issue) after 30 to 40 days from the closing date of the issue. However, in a book building issue, you can know the status by calling the registrar after 20 days from the closing date. 

  37. Sales and marketing

  38. 25. Is Grading In Initial Public Offer (ipo) Optional?

    No, IPO grading is not optional. A company which has filed the draft offer document for its IPO with SEBI, on or after 1st May, 2007, is required to obtain a grade for the IPO from at least one CRA.

  39. 26. What Is The Difference Between ”block Deal’ And ‘bulk Deal’?

    Block deal is a trade, with a minimum quantity of 5,00,000 shares or minimum value of Rs. 5 crores, executed through a single transaction, on the special “Block Deal window”.

    Bulk deal is a trade, where total quantity bought or sold is more than 0.5% of the number of equity shares of the company.

    The orders in a block deal are not shown to the people who trade from normal trade window. Bulk orders, on the other hand, are visible to everyone. 

  40. Facebook Marketing

  41. 27. What Is An Initial Public Offering (ipo)?

    Initial Public Offering (IPO) is when an unlisted company makes either a fresh issue of securities or an offer for sale of its existing securities or both for the first time to the public. This paves way for listing and trading of the issuer’s securities.

    An Initial Public Offer (IPO) is a means of collecting money from the public by a company for the first time in the market to fund its projects. In return, the company gives the share to the investors in the company.

  42. Stock Market

  43. 28. What Is Kn Measurement?

    The syndicate member returns the counterfoil with the signature, date and stamp of the syndicate member. The investor can retain this as a sufficient proof that the bids have been taken into account.

  44. 29. Is The Issue Price For Placement Portion And Net Offer To Public For An Ipo, The Same?

    Yes, the issue price for placement portion and net offer to public for an IPO are the same in all respect.

  45. Social Media Marketing

  46. 30. Can I Change/revise My Bid For An Ipo?

    Yes. The investor can change or revise the quantity or price in the bid using the form for changing/revising the bid that is available along with the application form. However, the entire process of changing of revising the bids shall be completed within the date of closure of the issue. 

  47. 31. What Are Disclosures And Investor Protection Guidelines For An Ipo?

    The primary issuances are governed by SEBI in terms of SEBI (Disclosures and Investor protection) guidelines. SEBI framed its DIP guidelines in 1992. Many amendments have been carried out in the same in line with the market dynamics and requirements. In 2000, SEBI issued “Securities and Exchange Board of India (Disclosure and Investor Protection) Guidelines, 2000” which is compilation of all circulars organized in chapter forms. These guidelines and amendments thereon are issued by SEBI India under section 11 of the Securities and Exchange Board of India Act, 1992. SEBI (Disclosure and investor protection) guidelines 2000 are in short called DIP guidelines. It provides a comprehensive framework for issuances buy the companies.

  48. 32. What Is The Role Of A Registrar In Case Of An Ipo?

    The Registrar finalizes the list of eligible allottees after deleting the invalid applications and ensures that the corporate action for crediting of shares to the demat accounts of the applicants is done and the dispatch of refund orders to those applicable are sent. The Lead manager coordinates with the Registrar to ensure follow up so that that the flow of applications from collecting bank branches, processing of the applications and other matters till the basis of allotment is finalized, dispatch security certificates and refund orders completed and securities listed.

  49. 33. Who Is Eligible To Be A Book Running Lead Manager (brlm)?

    A Merchant banker possessing a valid SEBI registration in accordance with the SEBI (Merchant Bankers) Regulations, 1992 is eligible to act as a Book Running Lead Manager to an issue.

  50. Trade Marketing

  51. 34. Who Is A Syndicate Member For An Ipo?

    The Book Runner(s) may appoint those intermediaries who are registered with the Board and who are permitted to carry on activity as an ‘Underwriter’ as syndicate members. The syndicate members are mainly appointed to collect and entire the bid forms in a book built issue.

  52. 35. How Does Book Building In Ipo Work?

    Book building is a process of price discovery. Hence, the Red Herring prospectus does not contain a price. Instead, the red herring prospectus contains either the floor price of the securities offered through it or a price band along with the range within which the bids can move. The applicants bid for the shares quoting the price and the quantity that they would like to bid at. Only the retail investors have the option of bidding at ‘cut-off’. After the bidding process is complete, the ‘cut-off’ price is arrived at on the lines of Dutch auction. The basis of Allotment is then finalized and letters allotment/refund is undertaken. The final prospectus with all the details including the final issue price and the issue size is filed with ROC, thus completing the issue process.

  53. 36. What Is A Cut Off Price For An Ipo?

    In Book building issue, the issuer of an IPO is required to indicate either the price band or a floor price in the red herring prospectus. The actual discovered issue price can be any price in the price band or any price above the floor price. This issue price is called “Cut off price”. This is decided by the issuer and LM after considering the book and investors’ appetite for the stock. SEBI (DIP) guidelines permit only retail individual investors to have an option of applying at cut off price.

  54. Stockholders Equity

  55. 37. Who Are The Intermediaries In An Issue?

    Merchant Bankers to the issue or Book Running Lead Managers (BRLM), syndicate members, Registrars to the issue, Bankers to the issue, Auditors of the company, Underwriters to the issue, Solicitors, etc. are the intermediaries to an issue. The issuer discloses the addresses, telephone/fax numbers and email addresses of these intermediaries. In addition to this, the issuer also discloses the details of the compliance officer appointed by the company for the purpose of the issue.

  56. 38. What Does “price Discovery Through Book Building Process” Mean For An Ipo?

    “Book Building” for an IPO means a process undertaken by which a demand for the securities proposed to be issued by a body corporate is elicited and built up and the price for the securities is assessed on the basis of the bids obtained for the quantum of securities offered for subscription by the issuer. This method provides an opportunity to the market to discover price for securities.

  57. 39. What Is A Rights Issue For An Ipo?

    Rights Issue (RI) is when a listed company which proposes to issue fresh securities to its existing shareholders as on a record date. The rights are normally offered in a particular ratio to the number of securities held prior to the issue. This route is best suited for companies who would like to raise capital without diluting stake of its existing shareholders unless they do not intend to subscribe to their entitlements.

  58. 40. Where Can I Get A Form For Applying/ Bidding For The Shares?

    The form for applying/bidding of shares is available with all syndicate members, collection centers, the brokers to the issue and the bankers to the issue.

  59. Investment Banking

  60. 41. Does Sebi Approve The Contents Of The Issue Of An Ipo?

    It is to be distinctly understood that submission of offer document to SEBI should not in any way be deemed or construed that the same has been cleared or approved by SEBI. The Lead manager certifies that the disclosures made in the offer document are generally adequate and are in conformity with SEBI guidelines for disclosures and investor protection in force for the time being. This requirement is to facilitate investors to take an informed decision for making investment in the proposed issue.

  61. 42. Is There Any Preference While Doing The Allotment Of An Ipo?

    The allotment of IPOs to the Qualified Institutional Buyers (QIBs) is on a discretionary basis. The discretion is left to the Merchant Bankers who first disclose the parameters of judgment in the Red Herring Prospectus. There are no objective conditions stipulated as per the DIP Guidelines. The Merchant Bankers are free to set their criteria and mention the same in the Red Herring Prospectus. 

  62. Inside Sales

  63. 43. What Is “about Us” Section In Red Herring Prospectus Of An Ipo?

    This presents a review of on the details of the business of the company, business strategy, competitive strengths, insurance, industry-regulation (if applicable), history and corporate structure, main objects, subsidiary details, management and board of directors, compensation, corporate governance, related party transactions, exchange rates, currency of presentation dividend policy and management’s discussion and analysis of financial condition and results of operations are given. 

  64. 44. Does Or Can Sebi Recommend An Ipo Issue?

    SEBI does not recommend any issue nor does take any responsibility either for the financial soundness of any scheme or the project for which the issue is proposed to be made or for the correctness of the statements made or opinions expressed in the offer document.

  65. 45. What Is A Red Herring Prospectus For An Ipo?

    Red Herring Prospectus is a prospectus, which does not have details of either price or number of shares being offered, or the amount of issue. This means that in case price is not disclosed, the number of shares and the upper and lower price bands are disclosed. On the other hand, an issuer can state the issue size and the number of shares are determined later. An RHP for and FPO can be filed with the RoC without the price band and the issuer, in such a case will notify the floor price or a price band by way of an advertisement one day prior to the opening of the issue. In the case of book-built issues, it is a process of price discovery and the price cannot be determined until the bidding process is completed. Hence, such details are not shown in the Red Herring prospectus filed with ROC in terms of the provisions of the Companies Act. Only on completion of the bidding process, the details of the final price are included in the offer document. The offer document filed thereafter with ROC is called a prospectus.

  66. 46. What Is A Green-shoe Option For An Ipo?

    Green Shoe option means an option of allocating shares in excess of the shares included in the public issue and operating a post-listing price stabilizing mechanism for a period not exceeding 30 days in accordance with the provisions of Chapter VIIIA of DIP Guidelines, which is granted to a company to be exercised through a Stabilizing Agent. This is an arrangement wherein the issue would be over allotted to the extent of a maximum of 15% of the issue size. From an investor’s perspective, an issue with green shoe option provides more probability of getting shares and also that post listing price may show relatively more stability as compared to market.

  67. 47. What Role Sebi Plays In The Assessment Made By Any Grading Agency?

    SEBI does not play any role in the assessment made by the grading agency. The grading is intended to be an independent and unbiased opinion of that agency.

  68. 48. What Is Hard Underwriting In An Ipo?

    Hard underwriting is when an underwriter agrees to buy his commitment at its earliest stage. The underwriter guarantees a fixed amount to the issuer from the issue. Thus, in case the shares are not subscribed by investors, the issue is devolved on underwriters and they have to bring in the amount by subscribing to the shares. The underwriter bears a risk which is much higher in soft underwriting.

  69. 49. What Is Minimum Number Of Days For Which Bid Should Remain Open In Book Building For An Ipo?

    Book should remain open for minimum of 3 working days for any IPO. 

  70. 50. How Long Will It Take After The Issue For The Shares To Get Listed?

    The listing on the stock exchanges is done within 7 days from the finalization of the issue. Ideally, it would be around 3 weeks after the closure of the book built issue. In case of fixed price issue, it would be around 37 days after closure of the issue.

  71. 51. What Are The Dos And Don’ts For Bidding / Applying In The Ipo Issue?

    The investors are generally advised to study all the material facts pertaining to the issue including the risk factors before considering any investment. They are strongly warned against any ‘tips’ or relying on news obtained through unofficial means.

  72. 52. What Is Sebi’s Role In An Issue?

    Any company making a public issue or a listed company making a rights issue of value of more than Rs.50 lakhs is required to file a draft offer document with SEBI for its observations. The company can proceed further on the issue only after getting observations from SEBI. The validity period of SEBI’s observation letter is three months only ie. the company has to open its issue within three months period.

  73. 53. What Are Legal And Other Information In An Ipo?

    Outstanding litigations and material developments, litigations involving the company and its subsidiaries, promoters and group companies are disclosed. Also material developments since the last balance sheet date, government approvals/licensing arrangements, investment approvals (FIPB/RBI etc.), all government and other approvals, technical approvals, indebtedness, etc. are disclosed while issuing an IPO.

  74. 54. What Is A Financial Statements In An Ipo?

    Financial statements in an IPO are basically changes in accounting policies in the last three years and differences between the accounting policies and the Indian Accounting Policies (if the Company has presented its Financial Statements also as per Either US GAAP/IAS are presented.

  75. 55. What Is Meant By Ipo Grading?

    IPO grading is the grade assigned by a Credit Rating Agency registered with SEBI, to the initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date. The grade represents a relative assessment of the fundamentals of that issue in relation to the other listed equity securities in India. Such grading is generally assigned on a five-point point scale with a higher score indicating stronger fundamentals and vice versa as below.

    IPO grade 1:
    Poor fundamentals

    IPO grade 2:
    Below-average fundamentals

    IPO grade 3:
    Average fundamentals

    IPO grade 4:
    Above-average fundamentals

    IPO grade 5:
    Strong fundamentals

    IPO grading has been introduced as an endeavor to make additional information available for the investors in order to facilitate their assessment of equity issues offered through an IPO.

  76. 56. Who Decides The Price Of An Ipo Issue?

    Indian primary market ushered in an era of free pricing in 1992. Following this, the guidelines have provided that the issuer in consultation with Merchant Banker shall decide the price. There is no price formula stipulated by SEBI. SEBI does not play any role in price fixation. The company and merchant banker are however required to give full disclosures of the parameters which they had considered while deciding the issue price. There are two types of issues one where company and LM fix a price (called fixed price) and other, where the company and LM stipulate a floor price or a price band and leave it to market forces to determine the final price (price discovery through book building process).

  77. 57. How Does Sebi Ensure Compliance With Disclosures And Investor Protection?

    The Merchant Banker are the specialized intermediaries who are required to do due diligence and ensure that all the requirements of DIP are complied with while submitting the draft offer document to SEBI. Any non compliance on their part, attract penal action from SEBI, in terms of SEBI (Merchant Bankers) Regulations. The draft offer document filed by Merchant Banker is also placed on the website for public comments. Officials of SEBI at various levels examine the compliance with DIP guidelines and ensure that all necessary material information is disclosed in the draft offer documents.

  78. 58. What Is An Abridged Ipo Prospectus?

    Abridged Prospectus for an IPO means the memorandum as prescribed in Form 2A under sub-section (3) of section 56 of the Companies Act, 1956. It contains all the salient features of a prospectus. It accompanies the application form of public issues.

  79. 59. What Is Basis Of Allocation/basis Of Allotment Of An Ipo?

    After the closure of the issue, the bids received are aggregated under different categories i.e., firm allotment, Qualified Institutional Buyers (QIBs), Non-Institutional Buyers (NIBs), Retail, etc. The oversubscription ratios are then calculated for each of the categories as against the shares reserved for each of the categories in the offer document. Within each of these categories, the bids are then segregated into different buckets based on the number of shares applied for. The over subscription ratio is then applied to the number of shares applied for and the number of shares to be allotted for applicants in each of the buckets is determined. Then, the number of successful allottees is determined. This process is followed in case of proportionate allotment. In case of allotment for QIBs, it is subject to the discretion of the post issue lead manager.

  80. 60. Can I Apply For The Ipo Online?

    As per the cyber rules of Government of India, this facility is not provided. Only in case of book building issues, the brokers can bid online on behalf of subscribers.

  81. 61. How The Word Promoter Has Been Defined For An Ipo?

    The promoter has been defined as a person or persons who are in over-all control of the company, who are instrumental in the formulation of a plan or programme pursuant to which the securities are offered to the public and those named in the prospectus as promoters(s). It may be noted that a director / officer of the issuer company or person, if they are acting as such merely in their professional capacity are not be included in the definition of a promoter. ‘Promoter Group’ includes the promoter, an immediate relative of the promoter (i.e. any spouse of that person, or any parent, brother, sister or child of theperson or of the spouse). In case promoter is a company, a subsidiary or holding company of that company; any company in which the promoter holds 10% or more of the equity capital or which holds 10% or more of the equity capital of the Promoter; any company in which a group of individuals or companies or combinations thereof who holds 20% or more of the equity capital in that company also holds 20% or more of the equity capital of the issuer company.

    In case the promoter is an individual, any company in which 10% or more of the share capital is held by the promoter or an immediate relative of the promoter’ or a firm or HUF in which the ‘Promoter’ or any one or more of his immediate relative is a member; any company in which a company specified in (i) above, holds 10% or more, of the share capital; any HUF or firm in which the aggregate share of the promoter and his immediate relatives is equal to or more than 10% of the total, and all persons whose shareholding is aggregated for the purpose of disclosing in the prospectus “shareholding of the promoter group”.

  82. 62. Which Are The Reliable Sources For Me To Get Information About Response To Issues?

    In the case of book-built issues, the exchanges (BSE/NSE) display the data regarding the bids obtained (on a consolidated basis between both these exchanges). The data regarding the bids is also available categorywise. After the price has been determined on the basis of bidding, the statutory public advertisement containing, inter alia, the price as well as a table showing the number of securities and the amount payable by an investor, based on the price determined, is issued.

  83. 63. Can I Know The Number Of Shares That Would Be Allotted To Me?

    In case of fixed price issues, the investor is intimated about the CAN/Refund order within 30 days of the closure of the issue. In case of book built issues, the basis of allotment is finalized by the Book Running lead Managers within 2 weeks from the date of closure of the issue. The registrar then ensures that the demat credit or refund as applicable is completed within 15 days of the closure of the issue. The listing on the stock exchanges is done within 7 days from the finalization of the issue.

  84. 64. Is It Compulsory For Me To Have A Demat Account?

    As per the requirement, all the public issues of size in excess of Rs.10 crore, are to made compulsorily in the demat more. Thus, if an investor chooses to apply for an issue that is being made in a compulsory demat mode, he has to have a demat account and has the responsibility to put the correct DP ID and Client ID details in the bid/application forms.

  85. 65. What Is A Draft Prospectus Of An Ipo?

    A draft prospectus of an IPO provides the information on the financials of the company, promoters, background, tentative issue price etc. It is filed by the Lead Managers with the Securities & Exchange Board of India (SEBI) to provide issue details. Overview of the draft prospectus can be seen on www.sebi.gov.in (SEBI’s web site). The final prospectus is printed after obtaining the clearance from SEBI and the Registrar of Companies (ROC).

  86. 66. What Are The Advantages Of Building A Dam On The River Nile?

    SEBI brings out a monthly bulletin that is available off the shelf at bookstores. A digital version of the same is available on the SEBI website under the “News/Publications” section. The Bulletin contains all the relevant historical figures of intermediary issue and intermediary particulars during the given period placed against historical figures.

  87. 67. Who Is Eligible For Reservation And How Much? (qibs, Niis, Etc.,)

    In a book built issue allocation to Retail Individual Investors (RIIs), Non Institutional Investors (NIIs) and Qualified Institutional Buyers (QIBs) is in the ratio of 35: 15: 50 respectively. In case the book built issues are made pursuant to the requirement of mandatory allocation of 60% to QIBs in terms of Rule 19(2)(b) of SCRR, the respective figures are 30% for RIIs and 10% for NIIs. This is a transitory provision pending harmonization of the QIB allocation in terms of the aforesaid Rule with that specified in the guidelines.

  88. 68. Is It Possible To Enter Bids Less Than Floor Price?

    No. The system automatically rejects the bids if price is less than floor price. 

  89. 69. What Is An E-ipo?

    A company proposing to issue capital to public through the on-line system of the stock exchange for offer of securities can do so if it complies with the requirements under Chapter 11A of DIP Guidelines. The appointment of various intermediaries by the issuer includes a prerequisite that such members/registrars have the required facilities to accommodate such an online issue process.

  90. 70. What Is The Difference Between An Offer Document, Red Herring Prospectus, A Prospectus And An Abridged Prospectus? What Does It Mean When Someone Says “draft Offer Doc”?

    “Offer document” means Prospectus in case of a public issue or offer for sale and Letter of Offer in case of a rights issue, which is filed Registrar of Companies (ROC) and Stock Exchanges. An offer document covers all the relevant information to help an investor to make his/her investment decision. “Draft Offer document” means the offer document in draft stage. The draft offer documents are filed with SEBI, atleast 21 days prior to the filing of the Offer Document with ROC/ SEs. SEBI may specifies changes, if any, in the draft Offer Document and the issuer or the Lead Merchant banker shall carry out such changes in the draft offer document before filing the Offer Document with ROC/ SEs. The Draft Offer document is available on the SEBI website for public comments for a period of 21 days from the filing of the Draft Offer Document with SEBI.

  91. 71. How Many Days Is The Issue Open?

    As per Clause 8.8.1, Subscription list for public issues shall be kept open for at least 3 working days and not more than 10 working days. In case of Book built issues, the minimum and maximum period for which bidding will be open is 3-7 working days extendable by 3 days in case of a revision in the price band. The public issue made by an infrastructure company, satisfying the requirements in Clause 2.4.1 (iii) of Chapter II may be kept open for a maximum period of 21 working days. As per clause 8.8.2., Rights issues shall be kept open for at least 30 days and not more than 60 days.

  92. 72. What Is Fixed Price Offers?

    An issuer company is allowed to freely price the issue. The basis of issue price is disclosed in the offer document where the issuer discloses in detail about the qualitative and quantitative factors justifying the issue price. The Issuer company can mention a price band of 20% (cap in the price band should not be more than 20% of the floor price) in the Draft offer documents filed with SEBI and actual price can be determined at a later date before filing of the final offer document with SEBI / ROCs.

  93. 73. How Do I Interpret The Ipo Grades?

    The grades are allocated on a 5-point scale, the lowest being Grade 1 and highest Grade 5. These grades define the quality and type of companies for which the IPO has been issued. We must try to invest mostly in high grade IPOs only as they are most stable and provide long terms capital security.

  94. 74. What Is Open Book/closed Book In An Ipo?

    Presently, in IPO Issues made through book building, Issuers and merchant bankers are required to ensure online display of the demand and bids during the bidding period. This is the Open book system of book building. Here, the investor can be guided by the movements of the bids during the period in which the bid is kept open. Under closed book building, the book is not made public and the bidders will have to take a call on the price at which they intend to make a bid without having any information on the bids submitted by other bidders.

  95. 75. Who Are Qualified Institutional Buyers (qibs) In Case Of Ipos?

    Qualified Institutional Buyers are those institutional investors who are generally perceived to possess expertise and the financial muscle to evaluate and invest in the capital markets.

    In terms of clause 2.2.2B (v) of DIP Guidelines, a ‘Qualified Institutional Buyer’ shall mean:

    1. Public financial institution as defined in section 4A of theCompanies Act, 1956;
    2. Scheduled commercial banks;
    3. Mutual funds;
    4. Foreign institutional investor registered with SEBI;
    5. Multilateral and bilateral development financial institutions;
    6. Venture capital funds registered with SEBI.
    7. Foreign Venture capital investors registered with SEBI.
    8. State Industrial Development Corporations.
    9. Insurance Companies registered with the Insurance Regulatoryand Development Authority (IRDA).
    10. Provident Funds with minimum corpus of Rs.25 crores
    11. Pension Funds with minimum corpus of Rs. 25 crores)

    These entities are not required to be registered with SEBI as QIBs. Any entities falling under the categories specified above are considered as QIBs for the purpose of participating in primary issuance process.

300+ [UPDATED] Standard Costing Interview Questions

  1. 1. What Is A Flexible Budget?

    A flexible budget is a budget that adjusts or flexes for changes in the volume of activity. The flexible budget is more sophisticated and useful than a static budget, which remains at one amount regardless of the volume of activity.

    Assume that a manufacturer determines that its cost of electricity and supplies for the factory are approximately $10 per machine hour (MH). It also knows that the factory supervision, depreciation, and other fixed costs are approximately $40,000 per month. Typically, the production equipment operates between 4,000 and 7,000 hours per month. Based on this information, the flexible budget for each month would be $40,000 + $10 per MH.

    Now let’s illustrate the flexible budget by using some data. If the production equipment is required to operate for 5,000 hours during January, the flexible budget for January will be $90,000 ($40,000 fixed + $10 x 5,000 MH). If the equipment is required to operate in February for 6,300 hours, then the flexible budget for February will be $103,000 ($40,000 fixed + $10 x 6,300 MH). If March requires only 4,100 machine hours, the flexible budget for March will be $81,000 ($40,000 fixed + $10 x 4,100 MH).

    If the plant manager is required to use more machine hours, it is logical to increase the plant manager’s budget for the additional cost of electricity and supplies. The manager’s budget should also decrease when the need to operate the equipment is reduced. In short, the flexible budget provides a better opportunity for planning and controlling than does a static budget.

  2. 2. What Is Cost Accounting?

    Cost accounting involves the techniques for:

    1. determining the costs of products, processes, projects, etc. in order to report the correct amounts on the financial statements, and
    2. assisting management in making decisions and in the planning and control of an organization.

    For example, cost accounting is used to compute the unit cost of a manufacturer’s products in order to report the cost of inventory on its balance sheet and the cost of goods sold on its income statement. This is achieved with techniques such as the allocation of manufacturing overhead costs and through the use of process costing, operations costing, and job-order costing systems.

    Cost accounting assists management by providing analysis of cost behavior, cost-volume-profit relationships, operational and capital budgeting, standard costing, variance analyses for costs and revenues, transfer pricing, activity-based costing, and more.

    Cost accounting had its roots in manufacturing businesses, but today it extends to service businesses. For example, a bank will use cost accounting to determine the cost of processing a customer’s check and/or a deposit. This in turn may provide management with guidance in the pricing of these services.

  3. General Accounting Interview Questions

  4. 3. What Is Absorption Costing?

    Absorption costing means that all of the manufacturing costs are absorbed by the units produced. In other words, the cost of a finished unit in inventory will include direct materials, direct labor, and both variable and fixed manufacturing overhead. As a result, absorption costing is also referred to as full costing or the full absorption method.

    Absorption costing is often contrasted with variable costing or direct costing. Under variable or direct costing, the fixed manufacturing overhead costs are not allocated or assigned to (not absorbed by) the products manufactured. Variable costing is often useful for management’s decision-making. However, absorption costing is required for external financial reporting and for income tax reporting.

  5. 4. What Is Job Order Costing?

    Job order costing or job costing is a system for assigning manufacturing costs to an individual product or batches of products. Generally, the job order costing system is used only when the products manufactured are sufficiently different from each other. (When products are identical or nearly identical, the process costing system will likely be used.)

    Since there is a significant variation in the products manufactured, the job order costing system will create a job cost record for each item, job or special order. The job cost record will report the direct materials and direct labor actually used plus the manufacturing overhead assigned to each job.

    An example of an industry where job order costing is used is the building construction industry since each building is unique. The manufacturers of custom equipment or custom cabinetry are also examples of companies that will keep track of production costs by item or job.

    The job cost records also serve as the subsidiary ledger or documentation for the cost of the work-in-process inventory, the finished goods inventory, and the cost of goods sold.

  6. Accounting Basics Tutorial

  7. 5. What Is The Difference Between Actual Overhead And Applied Overhead?

    In accounting, overhead usually refers to the indirect manufacturing costs. These are the manufacturing costs other than direct materials and direct labor.

    The actual overhead refers to the indirect manufacturing costs actually occurring and recorded. These include the manufacturing costs of electricity, gas, water, rent, property tax, production supervisors, depreciation, repairs, maintenance, and more.

    The applied overhead refers to the indirect manufacturing costs that have been assigned to the goods manufactured. Manufacturing overhead is usually applied, assigned, or allocated by using a predetermined annual overhead rate. For example, a manufacturer might estimate that in its upcoming accounting year there will be $2,000,000 of manufacturing overhead and 40,000 machine hours. As a result, this manufacturer sets its predetermined annual overhead rate at $50 per machine hour.

    Since the future overhead costs and future number of machine hours were not known with certainty, and since the actual machine hours will not occur uniformly throughout the year, there will always be a difference between the actual overhead costs incurred and the amount of overhead applied to the manufactured goods. Hopefully, the differences will be minimal at the end of the accounting year.

  8. Cost Accounting

  9. 6. What Are Direct Costs?

    Direct costs can be traced directly to a cost object such as a product or a department. In other words, direct costs do not have to be allocated to a product, department, or other cost object.

    For example, if a company produces artisan furniture, the cost of the wood and the cost of the craftsperson are direct costs—they are clearly traceable to the production department and to each item produced—no allocation was needed. On the other hand, the rent of the building that houses the production area, warehouse, and office is not a direct cost of either the production department or the items produced. The rent is an indirect cost—an indirect cost of operating the production department and an indirect cost of crafting the product.

    To calculate the total cost of the production department or to calculate each product’s total cost, it is necessary to allocate some of the rent (and other indirect costs) to the department and to the product.

  10. 7. What Are Manufacturing Costs?

    Manufacturing costs are the costs necessary to convert raw materials into products. All manufacturing costs must be attached to the units produced for external financial reporting under US GAAP. The resulting unit costs are used for inventory valuation on the balance sheet and for the calculation of the cost of goods sold on the income statement.

    Manufacturing costs are typically divided into three categories…

    1. Direct materials. This is the cost of the materials which become part of the finished product. For example, the cost of wood is a direct material in the manufacture of wooden furniture.
    2. Direct labor. This is the cost of the wages of the individuals who are physically involved in converting raw materials into a finished product. For example, the wages of the person cutting wood into the specified lengths and the wages of the assemblers are direct labor costs in a furniture factory.
    3. Factory overhead or manufacturing overhead. Factory overhead refers to all other costs incurred in the manufacturing activity which cannot be directly traced to physical units in an economically feasible way. The wages of the person who inspects the completed furniture and the depreciation on the factory equipment are part of the factory overhead costs. Factory overhead is also described as indirect manufacturing costs.
  11. Business Negotiation Skills Tutorial
    Procurement

  12. 8. What Is Variance Analysis?

    In accounting, a variance is the difference between an expected or planned amount and an actual amount. For example, a variance can occur for items contained in a department’s expense report. Variance analysis attempts to identify and explain the reasons for the difference between a budgeted amount and an actual amount.

    Variance analysis is usually associated with a manufacturer’s product costs. In this setting, variance analysis attempts to identify the causes of the differences between a manufacturer’s 1) standard costs of the inputs that should have occurred for the actual products it manufactured, and 2) the actual costs of the inputs used for the actual products manufactured.

    To illustrate, let’s assume that a company manufactured 10,000 units of product (output). The company’s standards indicate that it should have used $40,000 of materials (an input), but it actually used $48,000 of materials. This unfavorable variance needs to be analyzed. A common variance analysis will divide the $8,000 into a price variance and a quantity variance. The price variance identifies whether the company paid too much for each unit of input. (Perhaps it paid more per pound of the input than it had planned.) The quantity variance identifies whether the company used too much of the input. (Perhaps it used too many pounds of the raw materials for the number of products it manufactured.)

    Variance analysis for manufacturing overhead costs is more complicated than the variance analysis for materials. However, the variance analysis of manufacturing overhead costs is very important as manufacturing overhead costs have become a very large percentage of a product’s costs.

  13. 9. What Is The Difference Between Normal Costing And Standard Costing?

    Normal costing is used to value manufactured products with the actual materials costs, the actual direct labor costs, and manufacturing overhead based on a predetermined manufacturing overhead rate. These three costs are referred to as product costs and are used for the cost of goods sold and for inventory valuation. If there is a difference between 1) the overhead costs assigned or applied to products, and 2) the overhead costs actually incurred, the difference is referred to as a variance. If the amount of the variance is not significant, it will usually be assigned to the cost of goods sold. If the variance is significant, it should be prorated to the cost of goods sold and to the work in process and finished goods inventories.

    Standard costing values its manufactured products with a predetermined materials cost, a predetermined direct labor cost, and a predetermined manufacturing overhead cost. These standard costs will be used for valuing the manufacturer’s cost of goods sold and inventories. If the actual costs vary only slightly from the standard costs, the resulting variances will be assigned to the cost of goods sold. If the variances are significant, they should be prorated to the cost of goods sold and to the inventories.

  14. Finance

  15. 10. What Do Negative Variances Indicate?

    Accountants often use negative amounts to indicate an unfavorable variance. For instance, if actual revenues are less than the budgeted revenues, the variance (or difference) will be shown as a negative amount. The reason is that having less revenues than planned is not good. On the other hand, if actual expenses are less than the budgeted amount of expenses, the variance will be shown as a positive amount. The reason is that fewer actual expenses than budgeted is favorable (or good, positive).

    Let’s illustrate this further with an example. Assume that a company had the following actual amounts in a recent week: revenues $750, expenses $525, net income $225. For the same week, the company had budgeted the following amounts: revenues $900, expenses $700, net income $200. The comparison of actual to budget resulted in the following variances:

    • Revenues variance:  unfavorable $150.   Presented as (150).
    • Expenses variance:  favorable $175.   Presented as 175.
    • Net income variance:  favorable $25.   Presented as 25.

    The net income variance is favorable because the favorable expense variance was $25 greater than the unfavorable revenues variance. The favorable $175 variance exceeded the unfavorable $150 variance resulting in the net variance of $25 favorable.

    Our example shows that the positive and negative signs for the variances are logical if you focus is on the company’s net income. In other words, ask yourself one of the following questions:

    • “Is the difference between the actual and the budgeted amounts good or bad as far as the company’s net income?”
    • “Is the variance favorable or unfavorable as far as the company’s net income?”
    • “Does the difference have a positive or negative effect on the company’s net income?”

    To assist others, it may be helpful to indicate on your report “( ) = an unfavorable effect on net income.”

  16. 11. What Is Inventory Shrinkage?

    Inventory shrinkage is the term used to describe the loss of inventory. For example, if the inventory records of a retailer report that 3,261 units of Product X are on hand, but a physical count indicates that there are only 3,248 units on hand, there is an inventory shrinkage of 13 units. The retailer’s inventory shrinkage might be due to shoplifting, employee theft, damage, obsolescence, etc.

    The term shrinkage is also used by manufacturers when referring to the loss of raw materials during a production process. For example, a manufacturer of baked food items will experience shrinkage throughout its processes due to ingredients adhering to the beaters and bowls, and also due to evaporation. This shrinkage is also known as spoilage or waste and it can be either normal or abnormal.

  17. Budgetary Control

  18. 12. What Are Indirect Manufacturing Costs?

    Indirect manufacturing costs are a manufacturer’s product costs other than direct materials and direct labor. Indirect manufacturing costs are also referred to as manufacturing overhead, factory overhead, factory burden, or burden.

    Under traditional cost accounting, the indirect manufacturing costs are allocated (or spread) to the products manufactured based on direct labor hours, direct labor costs, or production machine hours. However, in recent decades the indirect manufacturing costs have increased significantly and are less likely to be caused by the quantity of direct labor or production machine hours. (This may not be a problem for financial reporting if the amount of inventory is consistently small, but it can be a problem for pricing and other decisions.)

    Examples of indirect manufacturing costs include:

    • depreciation, repairs and maintenance, electricity, etc. for the production facilities and equipment
    • salaries, wages and fringe benefits of the indirect manufacturing personnel such as production supervisors, material handlers, quality assurance, and other factory support personnel
    • factory supplies, outside services pertaining to manufacturing, and other manufacturing related costs.
  19. General Accounting Interview Questions

  20. 13. What Is Relevant Range?

    In accounting, relevant range refers to a limited span of volume or activity. To illustrate, let’s assume that a manufacturer’s monthly production volume is consistently between 10,000 and 13,000 units and between 20,000 and 25,000 machine hours. Within this range of activity it operates smoothly with the same amount of monthly fixed costs (say $200,000) for supervisors, rent, depreciation, etc. If the volume were to drop below this range, the company would reduce the number of supervisors, the space rented, etc. so that its total monthly fixed costs would be smaller. If the volume exceeds the range, the company would incur additional fixed costs for more supervisors, space, etc. Hence, this company’s relevant range of activity is 10,000 to 13,000 units of product or 20,000 to 25,000 machine hours. It is only in this relevant range that the monthly fixed costs are $200,000.

    There are also relevant ranges for variable costs and selling prices. Volume that is lower and/or higher than the respective relevant range can mean different variable costs per unit and different selling prices per unit.

    In short, cost behavior and pricing is complicated. In order to simplify the analysis accountants will often assume that costs and selling prices are linear within the narrow band of activity known as the relevant range.

  21. 14. What Is A Cost Variance?

    Generally a cost variance is the difference between a cost’s actual amount and its budgeted or planned amount. For example, if a company had actual repairs expense of $950 for May but the budgeted amount was $800, the company had a cost variance of $150. Since the actual cost was more than the budgeted amount, the cost variance is said to be unfavorable. When an actual cost is less than the budgeted amount, the cost variance is said to be favorable.

    Cost variances are a key part of the standard costing system used by many manufacturers. In such a system the cost variances explain the difference between 1) the standard, predetermined and expected costs of the good output, and 2) the actual manufacturing costs incurred. These cost variances send an early signal to management that the company is experiencing actual costs that are different from the company’s plan. Standard costing systems will report a minimum of two cost variances for each of the following manufacturing costs: direct materials, direct labor and manufacturing overhead.

  22. 15. What Is The Difference Between A Budget And A Standard?

    A budget usually refers to a department’s or a company’s projected revenues, costs, or expenses. A standard usually refers to a projected amount per unit of product, per unit of input (such as direct materials, factory overhead), or per unit of output.

    For example, a manufacturer will have budgets for its manufacturing or factory overhead departments. Let’s assume that the budgeted manufacturing overhead for the upcoming year is expected to be $1,000,000 in order to produce the expected 100,000 identical units of product. The standard cost of manufacturing overhead per unit of product is $10 ($1,000,000 divided by 100,000 units). When the products are not identical, the $1,000,000 of manufacturing overhead might be divided by the expected number of machine hours required to manufacture the units of product. Assuming it will take 50,000 machine hours, the standard cost of the manufacturing overhead will be $20 per machine hour ($1,000,000 divided by 50,000 machine hours).

  23. Marginal cost

  24. 16. What Is Direct Labor?

    Direct labor refers to the employees and temporary help who work directly on a manufacturer’s products. (People working in the production area, but not directly on the products, are referred to as indirect labor.)

    The direct labor cost is 1) the cost of the wages and fringe benefits of the direct labor employees and 2) the cost of the temporary help who work directly on the manufacturer’s products.

    The direct labor cost is also defined as:

    • a product cost (along with the costs of the direct materials and manufacturing overhead)
    • an inventoriable cost (along with the costs of the direct materials and manufacturing overhead)
    • a prime cost (along with direct materials)
    • a conversion cost (along with manufacturing overhead)
  25. 17. What Are Direct Materials?

    Direct materials are the traceable matter used in manufacturing a product. The direct materials for a manufacturer of dessert products will include flour, sugar, eggs, milk, vegetable oil, spices, and other ingredients in the recipes. In manufacturing, the direct materials are listed in each product’s bill of materials. (Indirect materials such as oil for greasing the baking pans, etc. will likely be viewed as part of the manufacturing supplies and will be allocated to products along with other manufacturing overhead.)

    The direct materials contained in manufactured products are also defined as:

    • a product cost (along with the costs of the direct labor and manufacturing overhead)
    • an inventoriable cost (along with the costs of direct labor and manufacturing overhead)
    • a prime cost (along with the cost of direct labor) The costs of direct materials should be reported in the financial statements according to their location or position:
    • if not yet put into production, report as raw materials inventory on the balance sheet
    • if put into production but the goods are not completed, report as part of the cost of work-in-process inventory on the balance sheet
    • if put into production and the goods are completed but not yet sold, report as part of the cost of the finished goods inventory on the balance sheet
    • if put into production and the goods have been completed and sold, report as part of the cost of goods sold on the income statement
  26. Material cost

  27. 18. What Is The Difference Between Cost And Price?

    Some people use cost and price interchangeably. Others use the term cost to mean one component of a product’s selling price. Even the same person might use the terms differently.

    For example, in standard costing the price variance of the raw materials refers to the difference between the standard cost and the actual cost of the materials.

    In other situations we define a product’s selling price as: product costs + expenses + profit.

    As these two examples indicate, there can be different meanings for the terms cost and price.

  28. Cost Accounting

  29. 19. What Is A Standard Cost?

    A standard cost has been described as a predetermined cost, an estimated future cost, an expected cost, a budgeted unit cost, a forecast cost, or a “should be” cost. Standard costs are often a part of a manufacturer’s annual profit plan and operating budgets. Standard costs will be established for the following year’s direct materials, direct labor, and manufacturing overhead. If standard costs are used, there will be:

    • a standard cost for each unit of input (e.g., $20 per hour of direct labor)
    • a standard quantity of each input for each unit of output (e.g., 2 hours of labor for each product)
    • a standard cost for each unit of output (e.g., $20 X 2 hours = $40 of direct labor per product)

    Under a standard cost system, the standard costs of the manufacturing activities will be recorded in the inventories and the cost of goods sold accounts. Since the company must pay its vendors and production workers the actual costs incurred, there are likely to be some differences. The difference between the standard costs and the actual manufacturing costs is referred to as a cost variance and will be recorded in separate variance accounts. Any balance in a variance account indicates that the company is deviating from the amounts in its profit plan.

    While standard costs can be a useful management tool for a manufacturer, its external financial statements must comply with the cost principle and the matching principle. Therefore, significant variances must be reviewed and properly reported as part of the cost of goods sold and/or inventories.

  30. 20. What Is Managerial Accounting?

    Managerial accounting is also known as management accounting and it includes many of the topics found in cost accounting.

    Some managerial accounting topics focus on computing a manufacturer’s product costs that are needed for the external financial statements. For example, the manufacturer’s income statement must report the actual cost of the products sold, and its balance sheet must report the actual costs in its ending inventories. The managerial accounting topics needed for these calculations include: product vs. period costs, job order costing, process costing, allocation of manufacturing overhead, costing of joint products, and more.

    Other managerial accounting topics are more beneficial for planning and controlling a business and in helping management make financial decisions. These topics include:

    • understanding cost behavior and cost-volume-profit analysis
    • operational budgeting and capital budgeting
    • standard costing and variance analysis
    • activity based costing
    • pricing of individual products and services
    • analyzing the profitability of product lines, customers, territories, etc.

    The appropriate and relevant amounts for these topics will likely be unaudited, estimated, and future amounts (instead of the past, sunk costs found in the general ledger). Management’s focus on these managerial accounting topics can make a difference in a company’s profitability.

  31. Activity Based Costing

  32. 21. What Is The Meaning Of A Favorable Budget Variance?

    A favorable budget variance indicates that an actual result is better for the company (or other organization) than the amount that was budgeted.

    Here are three examples of favorable budget variances:

    1. Actual revenues are more than the budgeted or planned revenues.
    2. Actual expenses are less than the budget or plan.
    3. Actual manufacturing costs are less than the amount budgeted for the period.

    Occasionally, a favorable budget variance for revenues will be analyzed to determine whether it was the result of higher than planned selling prices, greater quantities, or a more favorable mix of items sold.

  33. 22. What Is The Meaning Of Fixed Overhead Absorbed?

    This phrase is used in cost accounting and involves the assigning, applying, or allocating of fixed manufacturing overhead costs to the units produced by a manufacturer.

    Three examples of fixed manufacturing overhead costs include 1) depreciation of the manufacturing equipment, 2) the property tax on the factory building, and 3) the salaries of the factory supervisors. Each of these costs comes in large dollar amounts (they do not occur at a rate of say $1.00 per unit) and none is directly traceable to the products manufactured. The dollar amount of each of these costs will probably not change if the company produces 10% more units or 10% fewer units.

    Because the fixed manufacturing overhead costs are indirect product costs (not directly traceable to the products) the accountant allocates (or assigns or applies) these costs to the products on some basis—perhaps on the basis of machine hours or through activity-based costing. While the accountant assigns or allocates these costs, the products are said to be absorbing these fixed manufacturing costs. (Absorption costing, which is required for external financial statements, means that each product’s cost includes direct materials, direct labor, variable manufacturing overhead, and fixed manufacturing overhead.)

    Fixed manufacturing overhead cost is usually applied to the products (and is absorbed by the products) through the use of a predetermined annual overhead rate that is based on some planned volume of production. If the actual product volume is less than the planned volume (and the costs are as planned) the fixed manufacturing overhead will be underabsorbed. When the actual volume exceeds the planned volume and the costs are as planned, the fixed manufacturing overhead will be overabsorbed.

  34. 23. In Standard Costing, How Is The Purchase Price Variance Reclassified To Arrive At Actual Cost?

    I assume that the purchase price variance was recorded at the time that the raw materials were purchased. If that price variance is significant, it should be reclassified to the following: raw materials inventory, work-in-process inventory, finished goods inventory, and cost of goods sold. The reclassification is also known as prorating the variance or allocating the variance.

    The reclassification of the purchase price variance should be based on the location of the raw materials which had created the price variance. If those raw materials were recently purchased and are entirely in the raw materials inventory, then all of the price variance should be assigned to the raw materials inventory. If the price variance occurred throughout the year, the variance should be assigned to the raw materials inventory, work-in-process inventory, finished goods inventory, and cost of goods sold based on the quantity of the raw materials in each of these categories.

    If the amount of the purchase price variance is very small and/or the inventory turnover rates are very high, the entire amount of the price variance might be reclassified entirely to the cost of goods sold.

  35. Material Cost Control

  36. 24. What Is A Learning Curve?

    A common learning curve shows that the cumulative average time to complete a manual task which involves learning will decrease 20% whenever volume doubles. This is referred to as an 80% learning curve.

    Let’s illustrate the 80% learning curve with a person learning to design and code websites of similar size and complexity. If the first website takes 100 hours, then after the second website the cumulative average time will be 80 hours (80% of 100 hours). The cumulative average of 80 hours consists of 100 hours for the first website plus only 60 hours for the second website resulting in a total of 160 hours divided by 2 websites. After the fourth website the cumulative average time will be 64 hours (80% of 80 hours). After the eighth website the cumulative average will be 51.2 hours (80% of 64 hours). In other words, the total time to have completed all eight websites will be 409.6 hours (8 websites times an average time of 51.2 hours).

    Improvements in technology can mean time and cost reductions beyond those in the learning curve. For example, software may become available to assist in the design and coding, computer processing speeds might increase, there may be lower costs of processing and storage, etc.

    The learning curve is important for setting standards, estimating costs, and establishing selling prices.

  37. Procurement

  38. 25. What Is A Fixed Cost?

    A fixed cost is one that does not change in total within a reasonable range of activity. For example, the rent for a production facility is a fixed cost if the rent will not change when there are reasonable changes in the amount of output or input. (Of course, if there is a need to double the output the rent will change when the company occupies additional work space.)

    While a fixed cost remains constant in total, the fixed cost per unit of output or input will change inversely with the change in the quantity of output or input. For instance, if the rent of the production facility is fixed at $120,000 per year and there are 30,000 machine hours of good output during the year, the rent will be $4 ($120,000/30,000) per machine hour. If there are 40,000 machine hours during the year, the rent will be $3 ($120,000/40,000) per machine hour.

    Many manufacturing overhead costs are fixed and the amounts occur in large increments. Some examples include depreciation on a company-owned factory, depreciation on machinery and equipment, salaries and benefits of manufacturing supervisors, factory administration costs, etc. One challenge for accountants is the allocation or assigning of the large fixed costs to the individual units of product (which likely vary in size and complexity). This allocation (or assigning or absorbing) is required by the accounting and income tax rules for valuing inventories and the cost of goods sold. If the fixed overhead is assigned using machine hours, one must keep in mind that the cost rate per machine hour is not how the fixed costs behave or occur. In our example, the cost of the rent might be assigned to the products at the rate of $3 or $4 per machine hour but the rent actually occurs at the rate of $10,000 per month.

  39. 26. What Does The Direct Labor Efficiency Variance Tell Us?

    This variance tells us how efficient the direct labor was in making the actual output that was produced by the direct labor.

    The direct labor efficiency variance compares the standard hours that it should have taken to make the actual output Vs. the actual hours it took and multiplies the difference in hours by the standard cost per direct labor hour.

    Here’s an example with amounts. Let’s assume the standard for direct labor is 3 hours per unit of output and the standard cost for an hour of direct labor is $10. Let’s say the output for the period is 6,000 units and the actual direct labor hours were 18,400 hours and the labor earned $10.30 per hour. The standard direct labor cost for the actual output should have been 18,000 hours (6,000 units of output times 3 standard hours) at $10 per hour for a total of $180,000. The actual direct labor cost was $189,520 (18,400 hours at $10.30 per hour). This means a TOTAL (efficiency and rate) variance of $9,520. Some of that variance is due to the rate being $0.30 too much and some of that variance is due to the direct labor using too many hours—not being efficient.

    The direct labor efficiency variance focuses on the direct labor hours: 6,000 units of output should have taken 3 hours each for a total of 18,000 direct labor hours. The actual direct labor hours were 18,400 hours. This means there was an unfavorable direct labor efficiency variance of 400 hours times the standard rate of $10 for a total of $4,000.

    The direct labor rate variance is the $0.30 unfavorable variance in the hourly rate ($10.30 actual rate Vs. $10.00 standard rate) times the 18,400 actual hours for an unfavorable direct labor rate variance of $5,520.

    The combination of the unfavorable direct labor efficiency variance of $4,000 + the unfavorable direct labor rate variance of $5,520 is the total unfavorable direct labor variance of $9,520.

  40. SAP Product Costing

  41. 27. What Is The Materials Usage Variance?

    The materials usage variance, which is also referred to as the materials quantity variance, is associated with a standard costing system. The materials usage variance results when a company uses more or less than the standard quantity of materials (input) that should have been used for the products actually manufactured (the good output).

    The materials usage variance is unfavorable when the actual quantity of materials used exceeded the standard quantity of materials. The materials usage variance is favorable when the actual quantity of materials used was less than the standard quantity. In the U.S. the materials usage variance is expressed in dollars, which is calculated by multiplying the favorable or unfavorable quantity (such as pounds) times the standard cost per pound.

    To illustrate, let’s assume that a company has a standard of 5 pounds of materials to produce one unit of output. The company also established that the standard cost per pound of the materials is $3 per pound. If the company produced 100 units of output, the company should have used 500 pounds of input (100 units of good output X 5 pounds of input per unit of output). If the company actually used 530 pounds of input, the materials usage variance will be $90 unfavorable (30 pounds of additional input X the standard cost per pound of $3). The $90 unfavorable materials usage variance can be explained by the following: $1,590 (530 actual pounds used X $3 standard cost) vs. the standard of $1,500 (100 units of output X 5 standard pounds = 500 standard pounds x $3 standard cost).

  42. Finance

  43. 28. What Is The Production Volume Variance?

    The production volume variance is associated with a standard costing system used by some manufacturers. This variance indicates the difference between 1) the company’s budgeted amount of fixed manufacturing overhead costs, and 2) the amount of the fixed manufacturing overhead costs that were assigned to (or absorbed by) the company’s production output.

    To illustrate the production volume variance, let’s assume that a manufacturer had budgeted $300,000 of fixed manufacturing overhead (supervisors’ compensation, depreciation, etc.) for the upcoming year. During that period it expected to have 30,000 machines hours of good output. Based on this plan the manufacturer established a fixed manufacturing overhead rate of $10 per standard machine hour. If the company actually produces 29,000 standard machine hours of good output, the products will be assigned (or will have absorbed) $290,000 of the fixed manufacturing overhead. This will cause an unfavorable production volume variance of $10,000 ($300,000 budgeted vs. $290,000 assigned; or 1,000 too few standard machine hours of good output X $10 per standard machine hour).

    If our example had stated that the manufacturer actually produced 32,000 standard machine hours of good output, the products would have been assigned $320,000 of fixed manufacturing overhead costs compared to the budgeted amount of $300,000. This scenario would result in a favorable production volume variance of $20,000 ($300,000 budgeted vs. $320,000 assigned; or 2,000 additional standard machine hours of good output X $10 per standard machine hour).

  44. 29. Why Do Manufacturers Use Standard Costs?

    One reason for a manufacturer to use standard costs is to plan carefully what its costs will be for the upcoming budgeting year and to then compare the actual costs with those planned costs. If the actual costs are similar to the standard costs (the planned costs; what the costs should be) the company is on track to reach the cost part of its profit plan. If the actual costs deviate from the standard costs, management is alerted by the variances that are reported for materials, labor and manufacturing overhead. Hence standard costs allow a manufacturer to practice management by exception. That is, if the actual costs are what they should be, management action is not required. If the actual costs are more than the standard costs, management must take action or it will not achieve the planned profit.

    The standard cost variances direct management’s attention to the area where the problems are occurring. If the problems cannot be solved easily, management may need to explore alternate materials or processes, attempt to increase selling prices, etc. Again, without reacting to the variances the company’s planned profit for the year will not be met.

  45. 30. Is Standard Costing Gaap?

    Standard costing was developed to assist a manufacturer plan and control its operations. Generally accepted accounting principles or GAAP require that a manufacturer’s financial statements comply with the cost principle. This means that the inventories, the cost of goods sold, and the resulting net income must reflect the manufacturer’s actual costs.

    Standard costing will meet the GAAP requirements if the variances between the standard costs and the actual costs are properly prorated to the inventories and to the cost of goods sold prior to issuing the financial statements.

  46. 31. What Is Standard Costing?

    Standard costing is an accounting technique that some manufacturers use to identify the differences or variances between 1) the actual costs of the goods that were produced, and 2) the costs that should have occurred for those goods. The costs that should have occurred for the actual good output are known as standard costs.

    Standard costing is likely integrated with a manufacturer’s budgets (profit plan, master budget) for an accounting year and involve the product costs: direct materials, direct labor, and manufacturing overhead. With standard costing, the accounts for inventories and the cost of goods sold contain the standard costs of the inputs that should have been used to make the actual good output.

    If the company had incurred more than the standard costs for the direct materials, direct labor, and manufacturing overhead, the company will not meet its projected net income. In other words, the variances will direct management’s attention to the production inefficiencies or higher input costs. In turn, management can take action to correct the problems or seek higher selling prices.

    Since the external financial statements must reflect the historical cost principle, the standard costs in the inventories and the cost of goods sold will need to be adjusted for the variances. Since most of the goods manufactured will have been sold, most of the variances will be reported on the income statement as part of the cost of goods sold.

  47. 32. How Is The Material Usage Variance Account Reported On The Financial Statements?

    The material usage variance in a standard costing system results from using more or less than the standard quantity of direct materials specified for the actual goods produced. If the actual quantity of the input direct materials is more than the standard quantity allowed for the good output, the variance is unfavorable and the Material Usage Variance account will have a debit balance . If the actual quantity of the input direct materials is less than the standard quantity allowed for the good output, the variance is favorable and a credit will be entered in the Materials Usage Variance account.

    When preparing the financial statements, a debit balance in the Materials Usage Variance account (which means an unfavorable variance) will have to be added to the standard cost of the products. If the standard costs associated with the variance are in the goods that have been sold, the debit balance in the variance account will be added to the Cost of Goods Sold, an income statement expense. (This is reasonable, because the standard cost is too low compared to the actual cost of the materials.) If the output associated with the variances is entirely in finished goods inventory, then the debit balance in the variance account will be added to the finished goods inventory amount reported on the balance sheet. Again, this is necessary because the standard cost of the finished goods inventory is too low. If the products are in work in process, finished goods inventory, and cost of goods sold, you would assign the variance to all three categories based on the proportions associated with the variance amounts. Accountants refer to this as prorating the variances. If the variance amount is insignificant, accountants will simply assign these small variances to the cost of goods sold. This is reasonable if most of the goods that were produced have been sold. Generally, inventories are small in relation to the quantities produced.

    Credit balances in the variance accounts represent favorable variances and will reduce the standard costs that are reported as debit balances in inventory on the balance sheet or as cost of goods sold expense on the income statement. The favorable variances will be prorated as discussed above or simply credited to cost of goods sold when the variances are not significant or material in amount.

  48. 33. What Do Overabsorbed And Underabsorbed Mean?

    In cost accounting, manufacturing overhead costs are often assigned to products by using a predetermined overhead rate. The predetermined rate is likely based on an annual manufacturing overhead budget divided by some activity such as the expected number of machine hours. Instead of saying that the manufacturing overhead is assigned, we might say it is allocated, applied or apportioned to the products manufactured during the period. We could also say that the products have absorbed the overhead.

    If the amount of overhead assigned to the products manufactured is greater than the amount of overhead actually incurred, the products have overabsorbed the overhead costs. If the amount of overhead assigned to the products is less than the amount of overhead actually incurred, the products have underabsorbed the overhead costs.

    The cause of the overabsorption or underabsorption will be some combination of 1) the quantity of products manufactured, and 2) the actual overhead costs incurred.

  49. Budgetary Control

  50. 34. What Causes An Unfavorable Fixed Overhead Budget Variance?

    An unfavorable fixed overhead budget variance results when the actual amount spent on fixed manufacturing overhead costs exceeds the budgeted amount. The fixed overhead budget variance is also known as the fixed overhead spending variance.

    Fixed overhead costs are the indirect manufacturing costs that are not expected to change when the volume of activity changes. Some examples of fixed manufacturing overhead include the depreciation, property tax and insurance of the factory buildings and equipment, and the salaries of the manufacturing supervisors and managers.

    Since the fixed manufacturing overhead costs should remain the same within reasonable ranges of activity, the amount of the fixed overhead budget variance should be relatively small.

  51. 35. What Does An Unfavorable Volume Variance Indicate?

    An unfavorable volume variance indicates that the amount of fixed manufacturing overhead costs applied (or assigned) to the manufacturer’s output was less than the budgeted or planned amount of fixed manufacturing overhead costs for the same time period. The unfavorable volume variance indicates that the period’s output was less than the planned output.

    The volume variance is also referred to as the production volume variance, the capacity variance, or the idle capacity variance.

  52. 36. What Is A Bom?

    BOM is the acronym for bill of materials. A BOM is a listing of the quantities of each of the materials used in manufacturing a product.

    Industrial manufacturers are likely to have an enormous number of BOMs. Each of the BOMs will be a very detailed list of all of the quantities of every material used in the various steps of manufacturing each part or product.

    To visualize a BOM, think of a bakery that produces only pies. Each pie’s BOM will list the ingredients in the pie’s recipe. Each BOM will list the number of pounds (or other unit of measure) of the specific fruit, the quantity of a specific sugar (or other sweetener), the quantity and type of cinnamon, the quantity of nutmeg, the type of crust. There will also be a BOM for the pie crust. The pie crust BOM will specify the quantity and type of flour, the quantity and type of butter (or oil), the quantity of salt, etc.

  53. Marginal cost

  54. 37. What Is A Burden Rate In Inventory?

    I assume that the burden rate in inventory refers to a manufacturer’s indirect manufacturing costs, which are also referred to as factory overhead, indirect production costs, and burden. In the U.S., a manufactured product’s cost consists of direct materials, direct labor, and manufacturing overhead. Since manufacturing overhead is an indirect cost, it is usually assigned or allocated through an overhead rate or burden rate. Two examples of an overhead or burden rate are 1) a percentage of direct labor, and 2) an hourly cost rate assigned on the basis of machine hours.

    A product’s manufacturing cost, consisting of direct materials, direct labor and manufacturing overhead, is used to report the cost of goods sold and also the cost of units in inventory. Therefore, if you look at the detail of a product’s inventory cost, you may see the manufacturing overhead being assigned or applied to the unit through a burden rate.

  55. 38. What Are The Advantages Of Departmentalizing Manufacturing Overhead Costs?

    The departmentalizing of manufacturing overhead costs allows for better planning and control if the head of each department is held responsible for the costs and productivity of his or her department.

    The departmentalizing of manufacturing overhead costs also allows for the computation and application of several departmental overhead cost rates instead of having a single, plant-wide overhead rate. This is important when there are a variety of products and some require many operations in a department with high overhead rates, while other products require very few operations in the high cost department. There may also be products which require many hours of processing, but they occur in low cost departments.  For instance, the assembly and packing departments of a manufacturer are likely to have very low overhead cost rates. On the other hand, the fabricating and milling departments will likely have much higher overhead cost rates.

  56. 39. Is A Favorable Variance Always An Indicator Of Efficiency In Operation?

    In a standard costing system, some favorable variances are not indicators of efficiency in operations. For example, the materials price variance, the labor rate variance, the manufacturing overhead spending and budget variances, and the production volume variance are generally not related to the efficiency of the operations.

    On the other hand, the materials usage variance, the labor efficiency variance, and the variable manufacturing efficiency variance are indicators of operating efficiency. However, it is possible that some of these variances could result from standards that were not realistic. For example, if it realistically takes 2.4 hours to produce a unit of output, but the standard is set for 2.5 hours, there should be a favorable variance of 0.1 hour. This 0.1 hour variance results from the unrealistic standard, rather than operational efficiency.

  57. 40. Is There A Relationship Between Direct Materials Variances And Direct Labor Variances?

    There can be a connection between the direct materials variances and the direct labor variances. In fact, there can be a relationship between many of the variances.

    Let’s assume that a lower costing material is purchased in order to achieve a favorable materials price variance. If the materials have some negative attributes, it is possible that an unfavorable materials usage variance could result. If the materials’ attributes cause additional labor hours, then an unfavorable direct labor efficiency variance will result. If the materials required more experienced labor, it is possible that a labor rate variance will also occur.

    The above example can also extend to the overhead variances. If more electricity and supplies had to be used because of the materials’ attributes, there will be an unfavorable variable overhead efficiency variance. If the volume of output is curtailed by the materials’ attributes, there could possibly be a fixed overhead volume variance.

  58. Material cost

  59. 41. Do Variance Accounts Have An Impact On Financial Statements? Or Are They For Performance Evaluation Only?

    Since the financial statements must reflect the cost principle, both the standard costs and the variances must be included in the financial statements.

    For example, if a direct material has a standard cost of $400 but the company paid $422, the financial statement must report $422 (the standard cost of $400 plus the price variance of $22).

    How the variances are reported on the financial statements is discussed in the last part of our Explanation of Standard Costing.

  60. 42. In Least Squares Regression, What Do Y And A Represent?

    Here are the meanings of the components or symbols used in the least squares equation of y = a + bx:

    y is the dependent variable, such as the estimated or expected total cost of electricity during a month. The amount of y is dependent upon the amounts of a and bx.

    a is the estimated total amount of fixed electricity costs during the month. It is the value of y, when x is zero. If the total cost line intersects the y-axis at $1,000 then it is assumed that the total fixed costs for a month are $1,000.

    b is the estimated variable cost per unit of x. It determines the slope of the total cost line. If b is $5, this means that the variable cost portion of electricity is estimated to be $5 for every unit of x.

    x is the independent variable. For example, x could represent the known number of machine hours used in the month.

    bx is the total variable cost of electricity. If the company’s electricity cost is estimated to be $5 per unit of x, and x is 4,000 machine hours, then the total variable cost of electricity for the month is estimated to be $20,000.

    In our example the total estimated cost of electricity (y) in a month when x is 4,000 machine hours will be $21,000.

  61. Activity Based Costing

  62. 43. Why Does A Cost System Developed For Inventory Valuation Distort Product Cost Information?

    The cost system for inventory valuation may have been developed to provide a reasonable total cost of inventory and a reasonable total cost of goods sold in order to have reasonably accurate financial statements. If a company has small inventory amounts and significant sales, a simple cost system that spreads manufacturing overhead costs solely on the basis of machine hours can result in a reasonably accurate balance sheet and income statement.

    While a simple cost system using just one cost driver (machine hours) may result in accurate financial statements, it often fails to provide the true cost of individual products that vary in complexity. For example, one product might require very few machine hours but will require many hours of special handling. The costs assigned on the basis of machine hours alone will be too low in relationship to the true cost of manufacturing this product. Another product might require many machine hours but no other activities. This product’s cost will be overstated because the rate assigned via the machine hours will include an amount for other activities that generally occur for the other products manufactured.

    A cost system developed for inventory valuation is limited to the cost of direct materials, direct labor, and manufacturing overhead. The total cost of providing products to a customer will also include nonmanufacturing expenses. One customer might require a company to incur additional selling, delivering, storing, and administrative expenses. Another customer might not require any of those activities and their related expenses.

    Activity based costing attempts to calculate the true cost of a product and customer by assigning costs and expenses based on their root causes. Because there are many root causes, the company will assign costs based on many cost drivers. This results in more accuracy for the cost and expense of a specific product for a specific customer than simply spreading the manufacturing costs on the basis of one cost driver such as machine hours.

  63. 44. What Is The Normal Balance Of The Direct Materials Variance Accounts?

    I don’t believe there is a normal balance. If a company pays exactly the standard cost of its direct materials, there will be no balance in the account Direct Materials Price Variance. If a company uses exactly the standard quantity of direct material for its output, there will be no balance in the account Direct Materials Usage Variance.

    If the actual price per unit of direct materials is more than the standard cost per unit, the difference will be entered as a debit into the account Direct Materials Price Variance. If the actual price per unit of direct materials is less than the standard cost per unit, the difference will be entered as a credit into the price variance account.

    The account Direct Materials Usage Variance will have a debit entered when the actual quantity of direct material used is greater than the standard quantity for the good output. If the actual quantity of direct material is less than the standard quantity of direct material for the good output, a credit is entered into the usage variance account.

    If the standards are realistic, a manufacturer would be pleased with a zero balance in its variance accounts. A credit balance in a variance account signifies that things were better than standard. A debit in a variance account indicates that things were worse than the standard.

  64. 45. What Is Meant By Overabsorbed?

    Overabsorbed is usually used in the context of a manufacturer’s production overhead costs. Since manufacturing overhead costs are not directly traceable to products, they need to be allocated, assigned, or applied to the products through an overhead rate. We also state that the products absorb the overhead costs through the overhead rate.

    The overhead rate is normally a predetermined rate—meaning that it was calculated prior to the start of the accounting year by using 1) the expected amount of overhead costs, and 2) the expected volume of production. Because of these two estimates, it is unlikely that the amount of overhead allocated, applied, assigned, or absorbed will be equal to the actual overhead costs incurred.

    If the actual products manufactured are assigned or absorb more overhead through the overhead rate than the actual amount of overhead costs incurred, the products have overabsorbed the overhead costs.

    At the end of the accounting year, the amount of the overapplied, overassigned, or overabsorbed overhead is often credited to the cost of goods sold. The reasons are 1) the overabsorbed amount is not significant, and 2) most of the products absorbing too much overhead costs have been sold. If the overabsorbed amount is significant, then the amount overabsorbed must be prorated or allocated as a reduction to the cost of the inventories and to the cost of goods sold based on where the overabsorbed overhead costs are residing at the end of the accounting year.

  65. 46. What Is A Budget Variance?

    A budget variance results when an actual amount is different from a planned or budgeted amount.

300+ TOP Industrial Instrumentation Interview Questions [LATEST]

  1. 1. What Are The Process Variable?

    The process Variable are:

    1. Flow
    2. Pressure
    3. Temperature
    4. Level
    5. Quality i. e. % D2, C02, PH etc.
  2. 2. Define All The Process Variable And State Their Unit Of Measurement?

    1. FLOW:
      Kg I hr, Litter I min, Gallon I min. M3 I NM3 I HR. (GASES)
    2. PRESSURE:
      Force acting per unit Area. P = F/A Units: Bar I Pascals I Kg I CM I, Pounds
    3. LEVEL:
      Different between two heights. Units: Meters, M M, C M, %.
    4. TEMPERATURE:
      It is the degree of hotness or coldness of a body. Units : Degree Centigrade, Degree Farenheit, Degree Kelvin, Degree Rankin.
    5. QUALITY:
      It deals with analysis PH, % C02, % 02, Conductivity, Viscosity.
  3. Industrial Interview Questions

  4. 3. What Are The Primary Elements Usedfor Flow Measurement?

    The primary elements used for flow measurement are:

    1. Orifice Plate.
    2. Venturi tube.
    3. Pitot tube.
    4. Annubars.
    5. Flow Nozzle.
    6. Weir & Flumes.
  5. 4. What Are The Different Types Of Orifice Plates And State Their Uses?

    The different types of orifice plates are:

    1. Concentric.
    2. Segmental.
    3. Eccentric.

    CONCENTRIC:
    The concentric orifice plate is used for ideal liquid as well as gases and steam service. This orifice as a hole in concentric and hence known as concentric orifice.

    Eccentric & Segmental:
    The eccentric orifice plate has a hole eccentric. The use this is made in viscous and sherry flow measurement.

    The segmental orifice place has the hole in the form segment of a circle. This is used for colloidal and sherry flow measurement.

  6. Industrial Relations Management Tutorial

  7. 5. How Do You Identify An Orifice In The Pipe Line?

    An orifice tab is welded on the orifice plate which extends our of the line giving an indication of the orifice plate.

  8. Industrial Relations Management

  9. 6. Why Is The Orifice Tab Provided?

    The orifice tab is provided due to the following reasons:

    1. Indication of an orifice plate in a line.
    2. The orifice diameter is marked on it.
    3. The material of the orifice plate.
    4. The tag no. of the orifice plate.
    5. The mark the inlet of an orifice.
  10. 7. What Is Bernoulli’s Theoram And Where It Is Applicable?

    Bernoulli’s theoram states the “total energy of a liquid flowing from one point to another remains constant.” It is applicable for non compressible liquids.

  11. cPanel Tutorial
    Transducer

  12. 8. How Do You Identify The H. P. Side Or Inlet Of An Orifice Plate In Line?

    The marking is always done H. P. side of the orifice tab which gives an indication of the H.P.side.

  13. 9. How Do You Calibrate A D. P. Transmitter?

    The following steps are to be taken which claribrating :

    1. Adjust zero of the Xmtrs.
    2. Static preasure test:
      Give equal pressure on both sides of the transmitter. Zero should not shift. If it is shifting carry out static alignment.
    3. Vaccum test:
      Apply equal vaccum to both the sides. The zero should not shift.

    Calibration Procedure:

    • Give 20 psi air supply to the transmitter.
    • Vent the L.P. side to atmosphere.
    • Connect output of the Instrument to a standard test gauge. Adjust zero.
    • Apply required pressure to high pressure side of the transmitter and adjust the span.
    • Adjust zero again if necessary.
  14. Process Control and Instrumentation

  15. 10. What Is The Seal Liquid Used For Filling Impulse Lines On Crude And Viscous Liquid?

    Glycol.

  16. 11. How Do You Carry Out Piping For A Different Pressure Flow Transmitter On Liquids, Gas And Steam Services? Why?

    Liquid lines:
    On liquid lines the transmitter is mounted below the orifice plate. Since liquids have a property of self draining.

    Gas Service:
    On gas service the transmitter is mounted above the orifice plate because Gases have a property of self venting and secondly condenlate formation.

    Steam Service:
    On steam service the transmitter is mounted below the orifice plate with condenlate pots. The pots should be at the same level.

  17. cPanel

  18. 12. An Operator Tells You That Flow Indication Is More? How Would You Start Checking?

    1. First flushing the transmitter. Flush both the impulse lines. Adjust the zero by equalizing if necessary. If still the indication is more then.
    2. Check L.P. side for choke. If that is clean then.
    3. Check the leaks on L.P. side. If not.
    4. Calibrate the transmitter.
  19. Industrial Interview Questions

  20. 13. How Do You Do A Zero Check On A D.p. Transmitter?

    Close one of the valve either H.P. or L.P. open the equalizing valve. The O/P should read zero.

  21. 14. How Would You Do Glycol Filling Or Fill Seal Liquids In Seal Pots 7 Draw And Explain?

    The procedure for glycol filling is :

    1. Close the primary isolation valves.
    2. Open the vent on the seal pots.
    3. Drain the use glycol if present.
    4. Connect a hand pump on L.P. side while filling the H.P. side with glycol.
    5. Keep the equalizer valve open.
    6. Keep the L.P. side valve closed.
    7. Start pumping and fill glycol.
    8. Same repeat for L.P. side by connecting pump to H.P. side, keeping equalizer open and H.P. side isolation valve closed.
    9. Close the seal pot vent valves.
    10. Close equalizer valve.
    11. Open both the primary isolation valves.
  22. 15. How Do You Calculate New Factor From New Range Using Old Factor And Old Range?

    New Factor = _!New Range Old Factor = _IOld Range Flow = K_!Range

    Q = Factor X Unit Flow

    New Factor = Old Factor I _IOld Range X _/New Range.

  23. Industrial management

  24. 16. How Will You Vent Air In The D.p. Cell? What If Seal Pots Are Used?

    1. Air is vented by opening the vent plugs on a liquid service transmitter.
    2. On services where seal pots are used isolate the primary isolation valves and open the vent valves. Fill the line from the transmitter drain plug with a pump.
  25. 17. Why Is Flow Measured In Square Root?

    • Flow varies directly as the square root of different pressure F = K square root of ΔP.
    • Since this flow varies as the square root of differential pressure the pen does not directly indicate flow.
    • The flow can be determined by taking the square root of the pen. Say the pen reads 50% of chart.
  26. Manufacturing Industrial Engineer